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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2022-04-26 |
Branch Locations
4600 S. Ulster Street 7Th Floor, Denver, CO 80237 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Inc. | Denver | CO | 07/2002 | 04/2022 |
| Ubs Financial Services Inc | Denver | CO | 04/2022 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2009-09-18 |
| S63 | Uniform Securities Agent State Law Examination | 1999-09-14 |
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