Lawrence J Brown

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/1992 → 10/2018
  Economic Growth Group
  New York, NY
• 08/2001 → 10/2018
  Park Avenue Securities
  White Plains, NY
• 12/2000 → Present
  The Guardian Life Insurance Company Of America
  White Plains, NY
• 10/2018 → 10/2024
  American Portfolios Financial Services, Inc.
  Holbrook, NY
• 10/2024 → Present
  Osaic Wealth, Inc.
  Scottsdale, AZ

Previous Registrations

• 2018-11-06 → 2024-10-11
  American Portfolios Advisors, Inc
  Holbrook, NY
• 2012-06-05 → 2018-10-12
  Park Avenue Securities Llc
  White Plains, NY
  Woodbury, NY
  White Plains, NY
  White Plaines, NY
  White Plains, NY

Other Businesses

1. Sales of Insurance Products (outside of Guardian) Sales of Insurance & Annuity products other than Guardian, Start: 01/01/1992 Address: 470 Mamaroneck Avenue Ste 405 White Plains, NY 10605, 20 bus hrs per month,Investment related 2. Pension Related Services Work with Third Party Administrator, Start: 10/01/1992 Address: 470 Mamaroneck Avenue Ste 405 White Plains, NY 10605 12 bus hrs per month, Investment related 3. American Portfolios Advisors, Inc. Fee based advisory business. Upon affiliation with APFS. Start date 10/2/2018. 200 hours devoted per month. 4. LAWRENCE J. BROWN, CPA POSITION: Owner/President NATURE: Accounting and Tax Preparation for individuals and small closely held companies. This business is a S-Corporation. INVESTMENT RELATED: No NUMBER OF HOURS: 180 SECURITIES TRADING HOURS: 160 START DATE: 01/01/1992 ADDRESS: 470 Mamaroneck Avenue, Ste 405, White Plains NY 10605, United States DESCRIPTION: I prepare individual income tax returns, as well as corporate and partnership returns. 5. REBECCA BORDASH TRUST POSITION: Trustee NATURE: Trust INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 01/01/2018 ADDRESS: 470 MAMARONECK AVENUE, Ste 405, WHITE PLAINS NY 10605, United States DESCRIPTION: Serve as trustee to family friend, Susan Bordash, who is not a security/investment client. 6. ROBERTA SCHEVITZ TRUST POSITION: Trustee NATURE: Trust INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 07/01/2023 ADDRESS: 470 MAMARONECK AVENUE, Ste 405, WHITE PLAINS NY 10605, United States DESCRIPTION: Trust admin

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-12-27
• S63 Uniform Securities Agent State Law Examination
  1993-07-12

Other Names

• Larry Brown
• Lawrence J Brown
• Lawrence Joel Brown