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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2013-03-28 |
| CA | RA | APPROVED | 2006-03-17 |
Branch Locations
5150 E. Pacific Coast Hwy. Ste. 200, Long Beach, CA 90804 • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial, Llc (Formerly: Linsco/Private Ledger Corp.) | Long Beach | CA | 02/2006 | Present |
1) 2008-05-14 - Investment products and services are offered through LPL Financial LLC using the DBA/trade name. - Latham Wealth Management Group / - DBA for LPL Business (entity for LPL business) - Y - at reported business location(s) - 2008-05-08 - hrs/mth - hrs/mth during trading 2) 2018-12-26 - Investment products and services are offered through LPL Financial LLC using the DBA/trade name. - Latham Wealth Management - DBA for LPL Business (entity for LPL business) - Y - at reported business location(s) - 2018-12-12 - 30hrs/mth - 1hrs/mth during trading 3) 2026-05-07 - Investment products and services are offered through LPL Financial LLC using the DBA/trade name. - Grow Wise Financial - DBA for LPL Business (entity for LPL business) - Y - at reported business location(s) - 2026-04-27 - 5hrs/mth - 5hrs/mth during trading
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1993-04-28 |
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