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Jerome Vance Raders

Stifel, Nicolaus & Company, Incorporated

Mcallen, TX

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Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2020-08-19
  • TX RA
    APPROVED
    Since 2020-08-19

Branch Locations

4300 N. 10Th Street Suite A, Mcallen, TX 78504 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Mcallen TX 05/2009 11/2016
Wells Fargo Clearing Services, Llc Mcallen TX 11/2016 08/2020
Stifel Nicolaus & Co Inc Dallas TX 08/2020 Present
  • 05/2009 → 11/2016
    Wells Fargo Advisors Llc
    Mcallen, TX
  • 11/2016 → 08/2020
    Wells Fargo Clearing Services, Llc
    Mcallen, TX
  • 08/2020 → Present
    Stifel Nicolaus & Co Inc
    Dallas, TX
Previous Registrations
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1993-06-11
  • S63 Uniform Securities Agent State Law Examination
    1993-06-11
Other Names
  • Jerry Raders

View on SEC IAPD

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