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Current Employers
Westside Investment Management, Llc

2444 Wilshire Blvd Suite 303, Santa Monica, CA 90403 • United States

Current Registrations

AuthorityCategoryStatusDate
OK RA APPROVED 2014-01-16
TX RA APPROVED 2014-01-16
  • OK RA
    APPROVED
    Since 2014-01-16
  • TX RA
    APPROVED
    Since 2014-01-16

Branch Locations

10900 Hefner Pinte Drive, Suite 502, Oklahoma City, OK 73120 • United States

2444 Wilshire Blvd Suite 303, Santa Monica, CA 90403 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Westside Investment Management, Llc Oklahoma City OK 01/2014 Present
Lpl Financial Llc Oklahoma City OK 01/2014 Present
Previous Registrations
Other Businesses

1. 01/16/2014 - CORNISH CAPITAL, A LIMITED PARTNERSHIP/ FOR ACCOUNTING PURPOSES ONLY/ 0%/ OKLAHOMA CITY, OK 2. 01/16/2014 - NOAH CORNISH REAL ESTATE INVESTMENTS INC./ REAL ESTATE RENTAL/ 0%/ OKLAHOMA CITY, OK 3. 07/02/2014: NOAH CORNISH LLC - INV REL - NO BUSINESS ADDRESS - BUSINESS ENTITY FOR TAX/INVESTMENT PURPOSES ONLY - START 03/02/2014 - NO TIME SPENT 4. 01/06/2015 - WESTSIDE INVESTMENT MANAGEMENT, INC. - REGISTERED INVESTMENT ADVISOR HYBRID - TIME SPENT 90 HOURS PER MONTH - OKLAHOMA CITY, OK 5. 02/25/2015 - Various - INV REL - 10900 Hefner Pointe Drive, Suite 502, Oklahoma City, OK 73120 - Non-Variable Insurance - START 02/18/2015 - 1 HOUR PER MONTH, 1 DURING TRADING - Solicit non-variable life insurance, disability and long term care to clients. Paid at commission rates that they match to LPL's payouts. Non-Owner of agency. 6. 03/08/2022 - Westside Investment Management, LLC - Investment Related - AT REPORTED BUSINESS LOCATION(S) - DBA for LPL Business (entity for LPL business) - Start Date: 03/07/2022 - 150 Hours Per Month/4 Hours During Securities Trading. 7. 08/30/2024 - Noah Energy - Other - LLC - Owner - Not Investment Related - Home Based - Start Date 07/01/2024 - 1 Hour Per Month/ 0 Hours During Trading

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1993-04-30
S63 Uniform Securities Agent State Law Examination 1993-04-14
  • S65 Uniform Investment Adviser Law Examination
    1993-04-30
  • S63 Uniform Securities Agent State Law Examination
    1993-04-14
Other Names
  • Abe Cornish
  • Noah Abraham Cornish
  • Abe Cornish

View on SEC IAPD

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