Brian Jay Gold

Current Employers

Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2015-09-21
TX	RA	APPROVED_RES	2015-09-18

FL RA
APPROVED

Since 2015-09-21
TX RA
APPROVED_RES

Since 2015-09-18

Branch Locations

1010 S. Federal Highway Suite 2601, Hallandale Beach, FL 33009 • United States

Aventura, FL • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination Yes

Employment History

Organization	City	State	From	To
Ubs Financial Services Inc.	Aventura	FL	09/2015	Present

09/2015 → Present

Ubs Financial Services Inc.

Aventura, FL

Previous Registrations

2006-03-08 → 2015-09-18

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Aventura, FL

Aventura, FL

New York, NY
2004-09-17 → 2006-03-08

Advest, Inc.

Aventura, FL
2000-07-06 → 2004-09-17

Morgan Stanley Dw Inc.

Aventura, FL

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2007-10-15
S63	Uniform Securities Agent State Law Examination	1993-05-17

S65 Uniform Investment Adviser Law Examination

2007-10-15
S63 Uniform Securities Agent State Law Examination

1993-05-17

View on SEC IAPD

Current Employers

Ubs Financial Services Inc.

Disclosures

Employment History

Previous Registrations

Exams

Other Firms

Other Investors

Other Offices

Reviews