Best Investors Account Sign in
Inactive

Timothy Alan Todaro

Rice Hall James & Associates LLC

San Diego, CA

CRD 2336062

Claim This Profile
Employer firm

Rice Hall James & Associates LLC CRD 125410

$1.74B regulatory AUM 4 advisory clients

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (investment companies)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • OTHER: WRAP

From the firm’s Form ADV. Read the guides:

Current Employers
Rice Hall James & Associates Llc

600 West Broadway Suite 1000, San Diego, CA 92101 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2003-03-28
  • CA RA
    APPROVED
    Since 2003-03-28

Branch Locations

600 West Broadway Suite 1000, San Diego, CA 92101-3383 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rice Hall James & Associates Llc San Diego AR 02/2003 Present
Previous Registrations
  • 1992-10-26 → 2003-03-27
    Rice Hall James & Associates
    San Diego, CA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1993-08-17
  • S65 Uniform Investment Adviser Law Examination
    1993-08-17
Designations
  • Chartered Financial Analyst

View on SEC IAPD

Nearby Firms

CETERA INVESTMENT ADVISERS LLC
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
RBC CAPITAL MARKETS, LLC

Nearby Investors

Summer Rae Pretzer
Jeffrey Raymond Dockan
Arben Qirjazi

Nearby Offices

CETERA INVESTMENT ADVISERS LLC · SAN DIEGO, CA
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC · SAN DIEGO, CA
CETERA INVESTMENT ADVISERS LLC · SAN DIEGO, CA

More in San Diego, CA

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor