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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MI | RA | APPROVED | 2022-10-25 |
Branch Locations
39577 Woodward Ave, Bloomfield Hills, MI 48304 • United States
110 N Wacker Dr, Chicago, IL 60606 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Securities, Llc | San Francisco | CA | 11/2009 | 11/2018 |
| Deutsche Bank Securities Inc | San Francisco | CA | 10/2018 | 07/2021 |
| Deutsche Bank National Trust Co.(Affiliate Of Dbsi) | San Francisco | CA | 10/2018 | 07/2021 |
| Fidelity Investments | Covington | KY | 07/2021 | 08/2022 |
| Bank Of America Private Bank | Troy | MI | 09/2022 | Present |
| Private Investor | Grosse Pointe Farms | MI | 08/2022 | 09/2022 |
I*3172278 Entity Type: Entity Charitable Name of OBA: The Garden Club of Michigan Address: Grosse Pointe, Michigan, 48236 Investment Related: No Position, Title, Association: Board Member Employee Start Date: 01/01/2026 Number of Hours: 2, Monthly Number of Hours during trading: 0, Monthly Duties: To stimulate the knowledge and love of gardening. Administrator and record keeper.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2021-11-19 |
| S63 | Uniform Securities Agent State Law Examination | 2009-01-17 |
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