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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2022-10-25
  • MI RA
    APPROVED
    Since 2022-10-25

Branch Locations

39577 Woodward Ave, Bloomfield Hills, MI 48304 • United States

110 N Wacker Dr, Chicago, IL 60606 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Securities, Llc San Francisco CA 11/2009 11/2018
Deutsche Bank Securities Inc San Francisco CA 10/2018 07/2021
Deutsche Bank National Trust Co.(Affiliate Of Dbsi) San Francisco CA 10/2018 07/2021
Fidelity Investments Covington KY 07/2021 08/2022
Bank Of America Private Bank Troy MI 09/2022 Present
Private Investor Grosse Pointe Farms MI 08/2022 09/2022
  • 11/2009 → 11/2018
    Wells Fargo Securities, Llc
    San Francisco, CA
  • 10/2018 → 07/2021
    Deutsche Bank Securities Inc
    San Francisco, CA
  • 10/2018 → 07/2021
    Deutsche Bank National Trust Co.(Affiliate Of Dbsi)
    San Francisco, CA
  • 07/2021 → 08/2022
    Fidelity Investments
    Covington, KY
  • 09/2022 → Present
    Bank Of America Private Bank
    Troy, MI
  • 08/2022 → 09/2022
    Private Investor
    Grosse Pointe Farms, MI
Previous Registrations
  • 2021-12-02 → 2022-08-31
    Fidelity Personal And Workplace Advisors
    Grosse Pointe, MI
Other Businesses

I*3172278 Entity Type: Entity Charitable Name of OBA: The Garden Club of Michigan Address: Grosse Pointe, Michigan, 48236 Investment Related: No Position, Title, Association: Board Member Employee Start Date: 01/01/2026 Number of Hours: 2, Monthly Number of Hours during trading: 0, Monthly Duties: To stimulate the knowledge and love of gardening. Administrator and record keeper.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2021-11-19
S63 Uniform Securities Agent State Law Examination 2009-01-17
  • S65 Uniform Investment Adviser Law Examination
    2021-11-19
  • S63 Uniform Securities Agent State Law Examination
    2009-01-17
Other Names
  • Wendy A Brown
  • Wendy Ann Willett
  • Wendy Willett Brown
  • Wendy Brown Willett
  • Wendy Ann Willett
  • Wendy Willett Mcmillan
  • Wendy W Mcmillan

View on SEC IAPD

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