Gary Schuler Rice

Current Employers

Rice Hall James & Associates Llc

600 West Broadway Suite 1000, San Diego, CA 92101 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2025-01-06
TX	RA	APPROVED_RES	2010-03-15

CA RA
APPROVED

Since 2025-01-06
TX RA
APPROVED_RES

Since 2010-03-15

Branch Locations

600 West Broadway Suite 1000, San Diego , CA 92101-3383 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Rice Hall James & Associates Llc	San Diego	CA	07/1983	Present
Foreside Fund Services, Llc	Portland	ME	03/2005	Present

07/1983 → Present

Rice Hall James & Associates Llc

San Diego, CA
03/2005 → Present

Foreside Fund Services, Llc

Portland, ME

Previous Registrations

1997-07-08 → 2003-03-27

Rice Hall James & Associates

San Diego, CA

Other Businesses

RICE, HALL JAMES & ASSOCIATES LLC, SAN DIEGO, CA, INVESTMENT ADVISOR, INVESTMENT RELATED, START DATE 06/1983, MEMBER/PM, 200 HOURS PER MONTH WITH 143 HOURS DURING TRADING.

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1997-10-27
S65	Uniform Investment Adviser Law Examination	1993-03-19

S63 Uniform Securities Agent State Law Examination

1997-10-27
S65 Uniform Investment Adviser Law Examination

1993-03-19

View on SEC IAPD

Current Employers

Rice Hall James & Associates Llc

Disclosures

Employment History

Previous Registrations

Other Businesses

Exams

Other Firms

Other Investors

Other Offices

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