Gary Schuler Rice

Employer firm

Rice Hall James & Associates LLC CRD 125410

$1.74B regulatory AUM 4 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• OTHER: WRAP

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/1983 → Present
  Rice Hall James & Associates Llc
  San Diego, CA
• 03/2005 → Present
  Foreside Fund Services, Llc
  Portland, ME

Previous Registrations

• 1997-07-08 → 2003-03-27
  Rice Hall James & Associates
  San Diego, CA

Other Businesses

RICE, HALL JAMES & ASSOCIATES LLC, SAN DIEGO, CA, INVESTMENT ADVISOR, INVESTMENT RELATED, START DATE 06/1983, MEMBER/PM, 200 HOURS PER MONTH WITH 143 HOURS DURING TRADING.

Exams

• S63 Uniform Securities Agent State Law Examination
  1997-10-27
• S65 Uniform Investment Adviser Law Examination
  1993-03-19