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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2021-06-10
AZ RA APPROVED 2019-06-26
WI RA APPROVED 2009-06-01
  • TX RA
    APPROVED_RES
    Since 2021-06-10
  • AZ RA
    APPROVED
    Since 2019-06-26
  • WI RA
    APPROVED
    Since 2009-06-01

Branch Locations

500 Elm Grove Road Suite 108, Elm Grove, WI 53122 • United States

Mesa, AZ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James Financial Svcs., Inc. Milwaukee WI 05/2000 Present
Raymond James Financial Services Advisors, Inc Elm Grove WI 06/2009 Present
Real Estate Elms Grove WI 07/2011 Present
Retirement Vision Specialists Elm Grove WI 10/2020 Present
  • 05/2000 → Present
    Raymond James Financial Svcs., Inc.
    Milwaukee, WI
  • 06/2009 → Present
    Elm Grove, WI
  • 07/2011 → Present
    Real Estate
    Elms Grove, WI
  • 10/2020 → Present
    Retirement Vision Specialists
    Elm Grove, WI
Other Businesses

(1)Name of Business: Intelligent Investors, LLC Address: 500 Elm Grove Rd Ste 108, Elm Grove, WI, 53122, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 01/01/2004 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: It is my support company to run my business. (2)Name of Business: Retirement Vision Specialists Address: 500 Elm Grove Rd Ste 108, Elm Grove, WI, 53122, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 10/01/2020 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Owner/ DBA co. We are moving the focus of our marketing efforts to those in the retirement phase. Accordingly we are setting up branding to attract these people. \nWe are still working on this, and prefer to have it set up, so can roll out as desired, when ready.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1995-05-10
S63 Uniform Securities Agent State Law Examination 1993-06-11
  • S65 Uniform Investment Adviser Law Examination
    1995-05-10
  • S63 Uniform Securities Agent State Law Examination
    1993-06-11
Other Names
  • Michael L Johnson

View on SEC IAPD

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