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Mark Christopher Larsen

Oppenheimer & Co. Inc.

Minneapolis, MN

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Current Employers
Oppenheimer & Co. Inc.

85 Broad Street 22Nd Floor, New York, NY 10004 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2014-11-26
  • MN RA
    APPROVED
    Since 2014-11-26

Branch Locations

100 South 5Th Street Suite 2200, Minneapolis, MN 55402 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Oppenheimer & Co. Inc. Minneapolis MN 11/2006 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1994-11-15
S63 Uniform Securities Agent State Law Examination 1993-04-26
  • S65 Uniform Investment Adviser Law Examination
    1994-11-15
  • S63 Uniform Securities Agent State Law Examination
    1993-04-26
Other Names
  • Mark C Larsen

View on SEC IAPD

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