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Scott Edward Neils

49 Financial

Minneapolis, MN

Austin, TX

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Current Employers
49 Financial

3711 S Mopac Expy Suite 150, Austin, TX 78746 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2025-07-22
  • MN RA
    APPROVED
    Since 2025-07-22

Branch Locations

30 South Street 7Th Floor, Minneapolis, MN 55402 • United States

3711 S Mopac Expy Suite 150, Austin, TX 78746 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Minneapolis MN 06/2009 03/2020
Ameriprise Financial Services, Llc Minneapolis MN 03/2020 06/2025
49 Financial Minneapolis MN 06/2025 Present
Oakwood Capital Securities, Inc. Minneapolis MN 07/2025 Present
  • 06/2009 → 03/2020
    Ameriprise Financial Services, Inc.
    Minneapolis, MN
  • 03/2020 → 06/2025
    Ameriprise Financial Services, Llc
    Minneapolis, MN
  • 06/2025 → Present
    49 Financial
    Minneapolis, MN
  • 07/2025 → Present
    Oakwood Capital Securities, Inc.
    Minneapolis, MN
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-02-23
  • S66 Uniform Combined State Law Examination
    2006-02-23
Other Names
  • Scott Edward Neils
  • Scott E Neils
  • Scott E Neils
  • Scott E Neils
  • Scott Neils

View on SEC IAPD

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Other Offices

HAYS FINANCIAL GROUP, LLC · MINNEAPOLIS, MN
THRIVENT ASSET MANAGEMENT, LLC · MINNEAPOLIS, MN
THRIVENT PRIVATE INVESTMENTS · MINNEAPOLIS, MN
THRIVENT FINANCIAL FOR LUTHERANS · MINNEAPOLIS, MN
CETERA INVESTMENT ADVISERS LLC · MINNEAPOLIS, MN
THRIVENT ASSET MANAGEMENT, LLC · Minneapolis, MN
LPL FINANCIAL LLC · MINNEAPOLIS, MN
THRIVENT ASSET MANAGEMENT, LLC · Minneapolis, MN

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