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Current Employers
Transamerica Financial Advisors, Llc

Two Liberty Place 50 South 16Th Street, Suite 3700, Philadelphia, PA 19102 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-01-01
  • CA RA
    APPROVED
    Since 2025-01-01

Branch Locations

680 Langsdorf Dr. Ste 204, Fullerton, CA 92831 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Asian Community Development Santa Ana CA 03/2004 Present
World Financial Group, Inc. Tustin CA 10/2010 Present
Transamerica Financial Advisors, Inc Tustin CA 01/2012 Present
Ocean House Apartments, Llc Dana Point CA 05/2011 Present
Ksg Health Insurance Services Dana Point CA 10/2010 Present
Casa Sereno, Llc Dana Point CA 01/2015 Present
Casa Pacifico, Llc Member CA 10/2012 Present
  • 03/2004 → Present
    Asian Community Development
    Santa Ana, CA
  • 10/2010 → Present
    World Financial Group, Inc.
    Tustin, CA
  • 01/2012 → Present
    Transamerica Financial Advisors, Inc
    Tustin, CA
  • 05/2011 → Present
    Ocean House Apartments, Llc
    Dana Point, CA
  • 10/2010 → Present
    Ksg Health Insurance Services
    Dana Point, CA
  • 01/2015 → Present
    Casa Sereno, Llc
    Dana Point, CA
  • 10/2012 → Present
    Casa Pacifico, Llc
    Member, CA
Previous Registrations
  • 2010-11-02 → 2012-01-06
    Investment Advisors International, Inc.
    Anaheim, CA
Other Businesses

Sales of insurance and non-insurance products, part-time or full-time, for companies affiliated with Transamerica Financial Advisors, Inc. Ocean House Apartments, LLC/yes/14 Monarch Bay Plaza Dana Point CA 92629/ Partner/ 5/9/2011 / I am a Partner. No function. /I am a Partner with 25% ownership/I will not have any activity so it will not interfere with my responsibilities to my Firm or its customers. KSG HEALTH INSURANCE SERVICES,14 MONARCH BAY PLAZA, #168, DANA POINT CA 92629, INVESTMENT RELATED, START DATE 10/15/2010, PRINCIPAL, SINCE THIS IS A SOLE PROPRIETORSHIP, I AM RESPONSIBLE FOR OBTAINING CLIENT CENSUS, REQUESTING QUOTES FROM GENERAL AGENCY WORD AND BROWN AND ENROLLING THE CLIENT IN PLAN OF CHOICE., 4HRS PER MONTH CASA PACIFICO, LLC; YES, INVESTMENT RELATED; 14 MONARCH BAY PLAZA, #168, DANA POINT CA 92629; HOLDING INSTRUMENT FOR A 12 UNIT APARTMENT COMPLEX IN SANTA ANA, CA, MEMBER THROUGH COMMUNITY PROPERTY STATUS WITH SPOUSE; 10/4/12; 0 HRS/MONTH; NO DUTIES CASA SERENO, LLC; 01/13/2015; YES RELATED; 14 MONARCH BAY PLAZA, #168, DANA POINT, CA 92629; MEMBER; 63 HRS/MO; 0 TRADING; PROPERTY MGMNT AND ACCOUNTING DUTIES. ASIAN COMMUNITY DEVELOPMENT POSITION: PRESIDENT NATURE: Charitable Educational Non-profit INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 03/01/2004 ADDRESS: 32932 Pacific Coast Highway, 14-168, Dana Point CA 92629, United States DESCRIPTION: Run meetings, help with general decisions of the charity.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-10-11
S63 Uniform Securities Agent State Law Examination 1993-04-29
  • S65 Uniform Investment Adviser Law Examination
    1999-10-11
  • S63 Uniform Securities Agent State Law Examination
    1993-04-29
Other Names
  • Kit Men So
  • Kitmen Sarah So
  • Kitmen Sarah Gunther
  • Kit Men Gunther
  • Kitmen So Gunther

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