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Douglas R Basch

Edelman Financial Engines

Portland, OR

Oakbrook Terrace, IL

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Current Employers
Edelman Financial Engines

3945 Freedom Circle, Santa Clara, CA 95054 • United States

Current Registrations

AuthorityCategoryStatusDate
OR RA APPROVED 2026-06-14
WA RA APPROVED 2024-08-16
IL RA APPROVED 2016-09-15
  • OR RA
    APPROVED
    Since 2026-06-14
  • WA RA
    APPROVED
    Since 2024-08-16
  • IL RA
    APPROVED
    Since 2016-09-15

Branch Locations

10500 Sw Greenburg Road Suite 200, Portland, OR 97223 • United States

One Tower Lane Suite 1910, Oakbrook Terrace, IL 60181 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Tmfs Advisors, Llc Overland Park KS 06/2015 11/2016
Financial Engines Advisors L.L.C. Northbrook IL 11/2016 Present
  • 06/2015 → 11/2016
    Tmfs Advisors, Llc
    Overland Park, KS
  • 11/2016 → Present
    Financial Engines Advisors L.L.C.
    Northbrook, IL
Previous Registrations
  • 2015-06-02 → 2016-12-01
    Financial Engines Advisor Center, Llc
    Oak Brook, IL
    Overland Park, KS
  • 2004-05-17 → 2015-06-04
    The Mutual Fund Store
    Northbrook, IL
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2004-05-10
  • S65 Uniform Investment Adviser Law Examination
    2004-05-10

View on SEC IAPD

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