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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MD | RA | APPROVED | 2022-05-18 |
Branch Locations
11104 Mccormick Rd, Hunt Valley, MD 21031 • United States
5 Philadelphia Court, Baltimore, MD 21237 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Bank Na | Timonium | MD | 04/2013 | 12/2019 |
| Wells Fargo Advisors, Llc. | Timonium | MD | 04/2013 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Timonium | MD | 11/2016 | 12/2019 |
| Cuna Brokerage Services, Inc | Waverly | IA | 12/2019 | Present |
| Cuna Mutual Group | Waverly | IA | 12/2019 | Present |
| Lpl Financial Llc | Hunt Valley | MD | 05/2022 | Present |
1. 05-18-2022-Point Breeze Investment & Retirement Services- Investment Related- AT Reported Business Location(s)- DBA for LPL Business (entity for LPL business)-
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2014-09-02 |
| S63 | Uniform Securities Agent State Law Examination | 2006-04-19 |
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