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Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2015-02-05
MD RA APPROVED 2009-04-28
  • TX RA
    APPROVED_RES
    Since 2015-02-05
  • MD RA
    APPROVED
    Since 2009-04-28

Branch Locations

225 Schilling Circle Suite 250, Hunt Valley, MD 21031-1125 • United States

Lutherville, MD • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rbc Capital Markets, Llc Hunt Valley MD 04/2009 Present
City National Bank Hunt Valley MD 04/2019 Present
Previous Registrations
  • 2006-02-21 → 2009-05-15
    Baltimore, MD
    New York, NY
    Baltimore, MD
  • 1995-10-17 → 2006-02-21
    Legg Mason Wood Walker, Incorporated
    Baltimore, MD
Other Businesses

(1) QUAKER PROSPECTS IV; ADDRESS: 111 SOUTH CALVERT STREET BALTIMORE, MD 21201; BUSINESS DESCRIPTION: LIMITED PARTNERSHIP; NOT INVESTMENT RELATED; START DATE: 02/01/2005; CAPACITY: OWNER-PASSIVE; DUTIES: NONE; HOURS DEVOTED PER WEEK: 0; HOURS DEVOTED DURING SECURITIES HOURS PER WEEK: 0 (2) ALPHA DEFENDER; ADDRESS: EMPLOYEE'S RESIDENCE; BUSINESS DESCRIPTION: LACROSSE TRAINING; NOT INVESTMENT RELATED; START DATE: 09/18/2016; CAPACITY: OWNER-ACTIVE; DUTIES: TEACHING MIDDLE SCHOOL AND HIGH SCHOOL LACROSSE DEFENDERS THE FUNDAMENTALS OF THE GAME (AND OVERSEEING A WORKOUT/TRAINING SESSION); HOURS DEVOTED PER WEEK: 1 TO 2; HOURS DEVOTED DURING SECURITIES HOURS PER WEEK: 0 (3) ATHLETES SAVING ATHLETES; ADDRESS: 52 SCOTT ADAMS ROAD SUITE D, COCKEYSVILLE MD, 20131; NOT INVESTMENT RELATED; BUSINESS DESCRIPTION: CHARITABLE ORGANIZATION; CAPACITY: BOARD OF DIRECTORS; START DATE: 04/08/2019; DUTIES: SERVING ON BOARD OF DIRECTORS AND HELPING SPREAD THE ORGANIZATION'S MESSAGE; HOURS DEVOTED PER MONTH: 01; HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 01; (4) NAME OF ENTITY: Alpha Defender Lacrosse Training ADDRESS: 9 Shady Brook Ct. Lutherville MD 21093 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Private Company START DATE: Jul 01, 2016 CAPACITY: Owner DUTIES: Occasionally I offer lacrosse training and clinics. HOURS DEVOTED PER MONTH: 0 - 4 Hours HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0 - 4 Hours

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1993-06-15
S63 Uniform Securities Agent State Law Examination 1993-06-04
  • S65 Uniform Investment Adviser Law Examination
    1993-06-15
  • S63 Uniform Securities Agent State Law Examination
    1993-06-04
Designations

View on SEC IAPD

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