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200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2015-02-05 |
| MD | RA | APPROVED | 2009-04-28 |
Branch Locations
225 Schilling Circle Suite 250, Hunt Valley, MD 21031-1125 • United States
Lutherville, MD • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rbc Capital Markets, Llc | Hunt Valley | MD | 04/2009 | Present |
| City National Bank | Hunt Valley | MD | 04/2019 | Present |
(1) QUAKER PROSPECTS IV; ADDRESS: 111 SOUTH CALVERT STREET BALTIMORE, MD 21201; BUSINESS DESCRIPTION: LIMITED PARTNERSHIP; NOT INVESTMENT RELATED; START DATE: 02/01/2005; CAPACITY: OWNER-PASSIVE; DUTIES: NONE; HOURS DEVOTED PER WEEK: 0; HOURS DEVOTED DURING SECURITIES HOURS PER WEEK: 0 (2) ALPHA DEFENDER; ADDRESS: EMPLOYEE'S RESIDENCE; BUSINESS DESCRIPTION: LACROSSE TRAINING; NOT INVESTMENT RELATED; START DATE: 09/18/2016; CAPACITY: OWNER-ACTIVE; DUTIES: TEACHING MIDDLE SCHOOL AND HIGH SCHOOL LACROSSE DEFENDERS THE FUNDAMENTALS OF THE GAME (AND OVERSEEING A WORKOUT/TRAINING SESSION); HOURS DEVOTED PER WEEK: 1 TO 2; HOURS DEVOTED DURING SECURITIES HOURS PER WEEK: 0 (3) ATHLETES SAVING ATHLETES; ADDRESS: 52 SCOTT ADAMS ROAD SUITE D, COCKEYSVILLE MD, 20131; NOT INVESTMENT RELATED; BUSINESS DESCRIPTION: CHARITABLE ORGANIZATION; CAPACITY: BOARD OF DIRECTORS; START DATE: 04/08/2019; DUTIES: SERVING ON BOARD OF DIRECTORS AND HELPING SPREAD THE ORGANIZATION'S MESSAGE; HOURS DEVOTED PER MONTH: 01; HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 01; (4) NAME OF ENTITY: Alpha Defender Lacrosse Training ADDRESS: 9 Shady Brook Ct. Lutherville MD 21093 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Private Company START DATE: Jul 01, 2016 CAPACITY: Owner DUTIES: Occasionally I offer lacrosse training and clinics. HOURS DEVOTED PER MONTH: 0 - 4 Hours HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0 - 4 Hours
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1993-06-15 |
| S63 | Uniform Securities Agent State Law Examination | 1993-06-04 |
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