Christopher Walker

Employer firm

Rbc Capital Markets, LLC CRD 31194

$310B regulatory AUM 1,893 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2009 → Present
  Rbc Capital Markets, Llc
  Hunt Valley, MD
• 04/2019 → Present
  City National Bank
  Hunt Valley, MD

Previous Registrations

• 2006-02-21 → 2009-05-15
  Citigroup Global Markets Inc.
  Baltimore, MD
  New York, NY
  Baltimore, MD
• 1995-10-17 → 2006-02-21
  Legg Mason Wood Walker, Incorporated
  Baltimore, MD

Other Businesses

(1) QUAKER PROSPECTS IV; ADDRESS: 111 SOUTH CALVERT STREET BALTIMORE, MD 21201; BUSINESS DESCRIPTION: LIMITED PARTNERSHIP; NOT INVESTMENT RELATED; START DATE: 02/01/2005; CAPACITY: OWNER-PASSIVE; DUTIES: NONE; HOURS DEVOTED PER WEEK: 0; HOURS DEVOTED DURING SECURITIES HOURS PER WEEK: 0 (2) ALPHA DEFENDER; ADDRESS: EMPLOYEE'S RESIDENCE; BUSINESS DESCRIPTION: LACROSSE TRAINING; NOT INVESTMENT RELATED; START DATE: 09/18/2016; CAPACITY: OWNER-ACTIVE; DUTIES: TEACHING MIDDLE SCHOOL AND HIGH SCHOOL LACROSSE DEFENDERS THE FUNDAMENTALS OF THE GAME (AND OVERSEEING A WORKOUT/TRAINING SESSION); HOURS DEVOTED PER WEEK: 1 TO 2; HOURS DEVOTED DURING SECURITIES HOURS PER WEEK: 0 (3) ATHLETES SAVING ATHLETES; ADDRESS: 52 SCOTT ADAMS ROAD SUITE D, COCKEYSVILLE MD, 20131; NOT INVESTMENT RELATED; BUSINESS DESCRIPTION: CHARITABLE ORGANIZATION; CAPACITY: BOARD OF DIRECTORS; START DATE: 04/08/2019; DUTIES: SERVING ON BOARD OF DIRECTORS AND HELPING SPREAD THE ORGANIZATION'S MESSAGE; HOURS DEVOTED PER MONTH: 01; HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 01; (4) NAME OF ENTITY: Alpha Defender Lacrosse Training ADDRESS: 9 Shady Brook Ct. Lutherville MD 21093 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Private Company START DATE: Jul 01, 2016 CAPACITY: Owner DUTIES: Occasionally I offer lacrosse training and clinics. HOURS DEVOTED PER MONTH: 0 - 4 Hours HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0 - 4 Hours

Exams

• S65 Uniform Investment Adviser Law Examination
  1993-06-15
• S63 Uniform Securities Agent State Law Examination
  1993-06-04

Designations

• Certified Financial Planner