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1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TN | RA | APPROVED | 2018-10-16 |
Branch Locations
5100 Poplar Ave Suite 2300, Memphis, TN 38137 • United States
Memphis, TN • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Massachusetts Mutual Life Insurance Comp | Springfield | MA | 01/1993 | Present |
| Mml Investors Services, Inc. | Memphis | TN | 02/1993 | Present |
Name: Knowlton Benefits Consultants, Inc Inv rel: Y Add: 5100 Poplar Ave Suite 2350 Memphis, TN. 38137 Nature: Life, health, P&C, disability insurance sales Position: Sales, ownership Start date: 1/01/1995 No. HR/MO: 20 No. HR/MO during sec trading: 20 (2) Name: Boll Weevil Charity Foundation Inv rel: Y Add: P.O. Box 172143 Memphis, TN. 38187 Nature: Charitable Foundation non-compensated, no oversight of foundation investments Position: Treasurer Start date: 5/01/2016 No. HR/MO: 5 No. HR/MO during sec trading: 0 (3) Name: Courage Through Cancer Inv rel: N Add: 9093 Huntington Oak Drive Cordova, TN. 38016 Nature: Charitable Foundation non-compensated, no oversight of foundation investments Position: Board of directors Start date: 5/2017 No. HR/MO: 5 No. HR/MO during sec trading: 0 (4)Name: Troop 86 Inv rel: Y Add: 4055 Poplar Ave Memphis, TN. 38111 Nature: Scout Master Position: Scout Master- has access to troup funds in supervisory capacity over troop treasurer Start date: 1/01/2020 No. HR/MO: 20 No. HR/MO during sec trading: 0
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2018-09-18 |
| S63 | Uniform Securities Agent State Law Examination | 1993-04-26 |
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