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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
TN RA APPROVED 2018-10-16
  • TN RA
    APPROVED
    Since 2018-10-16

Branch Locations

5100 Poplar Ave Suite 2300, Memphis, TN 38137 • United States

Memphis, TN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Massachusetts Mutual Life Insurance Comp Springfield MA 01/1993 Present
Mml Investors Services, Inc. Memphis TN 02/1993 Present
  • 01/1993 → Present
    Massachusetts Mutual Life Insurance Comp
    Springfield, MA
  • 02/1993 → Present
    Mml Investors Services, Inc.
    Memphis, TN
Other Businesses

Name: Knowlton Benefits Consultants, Inc Inv rel: Y Add: 5100 Poplar Ave Suite 2350 Memphis, TN. 38137 Nature: Life, health, P&C, disability insurance sales Position: Sales, ownership Start date: 1/01/1995 No. HR/MO: 20 No. HR/MO during sec trading: 20 (2) Name: Boll Weevil Charity Foundation Inv rel: Y Add: P.O. Box 172143 Memphis, TN. 38187 Nature: Charitable Foundation non-compensated, no oversight of foundation investments Position: Treasurer Start date: 5/01/2016 No. HR/MO: 5 No. HR/MO during sec trading: 0 (3) Name: Courage Through Cancer Inv rel: N Add: 9093 Huntington Oak Drive Cordova, TN. 38016 Nature: Charitable Foundation non-compensated, no oversight of foundation investments Position: Board of directors Start date: 5/2017 No. HR/MO: 5 No. HR/MO during sec trading: 0 (4)Name: Troop 86 Inv rel: Y Add: 4055 Poplar Ave Memphis, TN. 38111 Nature: Scout Master Position: Scout Master- has access to troup funds in supervisory capacity over troop treasurer Start date: 1/01/2020 No. HR/MO: 20 No. HR/MO during sec trading: 0

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2018-09-18
S63 Uniform Securities Agent State Law Examination 1993-04-26
  • S65 Uniform Investment Adviser Law Examination
    2018-09-18
  • S63 Uniform Securities Agent State Law Examination
    1993-04-26
Other Names
  • Scott Knowlton
  • Thomas S Knowlton

View on SEC IAPD

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