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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2014-08-04
  • MN RA
    APPROVED
    Since 2014-08-04

Branch Locations

901 3Rd Ave S, Minneapolis, MN 55402 • United States

Arden Hills, MN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services Llc Minneapolis MN 07/2014 Present
American Enterprise Investment Services Inc. Minneapolis MN 04/2020 06/2023
Previous Registrations
Other Businesses

Name of Activity: Rental Property; Date Activity Started/Modified/Ended: 9/1/2021; Type of Activity: Investment Real Estate; Role/Relationship: Owner/ Proprietor; Responsibilities: Pay monthly fees and assessments. Property is managed by onsit employees.; Total Hours Per Month: 0 - 20; Total Hours Per Month During Trading Hours: 0 - 20; Does this activity include providing investment advice, conducting securities trading or managing the assets of others? No; --- END ---

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-10-19
  • S66 Uniform Combined State Law Examination
    2005-10-19
Other Names
  • Jamie Jean Randby
  • Jamie Jean Koch
  • Jamie Jean Kuno

View on SEC IAPD

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