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Scott Stanwood

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Wellesley Hills, MA

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2017-02-13
CT RA APPROVED 2011-08-26
  • TX RA
    APPROVED_RES
    Since 2017-02-13
  • CT RA
    APPROVED
    Since 2011-08-26

Branch Locations

45 William St, Wellesley Hills, MA 02481 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner And Smith Incorporated Newton MA 07/2011 Present
Bank Of America, N.A. Newton MA 09/2011 Present
  • 07/2011 → Present
    Merrill Lynch, Pierce, Fenner And Smith Incorporated
    Newton, MA
  • 09/2011 → Present
    Bank Of America, N.A.
    Newton, MA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-08-25
S63 Uniform Securities Agent State Law Examination 1998-12-29
  • S66 Uniform Combined State Law Examination
    2011-08-25
  • S63 Uniform Securities Agent State Law Examination
    1998-12-29
Other Names
  • Scott Allen Stanwood

View on SEC IAPD

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MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · WELLESLEY HILLS, MA
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