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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2023-08-10
TX RA APPROVED 2023-08-10
  • MN RA
    APPROVED
    Since 2023-08-10
  • TX RA
    APPROVED
    Since 2023-08-10

Branch Locations

2701 University Ave Se, Minneapolis, MN 55414 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Minnesota Life Insurance Company St. Paul MN 01/1993 08/2023
Securian Financial Services, Inc. St Paul MN 02/1993 08/2023
Cri Securities, Llc St Paul MN 02/1993 10/2021
North Star Consultants Minneapolis MN 01/1993 Present
North Star Consultants, Inc. & North Star Brokerage Minneapolis MN 01/1993 Present
Cetera Wealth Services, Llc Minneapolis MN 08/2023 Present
Cetera Investment Advisers Llc Schaumburg IL 08/2023 Present
Djohnson Financial Consulting, Llc Lake Elmo MN 03/2026 Present
  • 01/1993 → 08/2023
    Minnesota Life Insurance Company
    St. Paul, MN
  • 02/1993 → 08/2023
    Securian Financial Services, Inc.
    St Paul, MN
  • 02/1993 → 10/2021
    Cri Securities, Llc
    St Paul, MN
  • 01/1993 → Present
    North Star Consultants
    Minneapolis, MN
  • 01/1993 → Present
    North Star Consultants, Inc. & North Star Brokerage
    Minneapolis, MN
  • 08/2023 → Present
    Cetera Wealth Services, Llc
    Minneapolis, MN
  • 08/2023 → Present
    Schaumburg, IL
  • 03/2026 → Present
    Djohnson Financial Consulting, Llc
    Lake Elmo, MN
Previous Registrations
  • 2013-12-23 → 2023-08-10
    Securian Financial Services, Inc.
    Minneapolis, MN
    Minneapolis, MN
    St. Paul, MN
  • 2007-07-16 → 2021-10-18
    Cri Securities, Llc
    Minneapolis, MN
    Minneapolis, MN
  • 2006-05-22 → 2007-12-31
    Marathon Advisors, Inc
    Minneapolis, MN
  • 2003-07-30 → 2005-12-31
    Marathon Advisors, Inc
    Minneapolis, MN
Other Businesses

AUGUSTINE & JOHNSON POSITION: Owner NATURE: DBA INVESTMENT RELATED: No NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 04/01/2012 ADDRESS: , Minneapolis MN , United States DESCRIPTION: Owner NORTH STAR CONSULTANTS & NORTH STAR BROKERAGE POSITION: Agent/Broker NATURE: Fixed Insurance Sales INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 01/01/2011 ADDRESS: , Minneapolis MN , United States DESCRIPTION: Agent/Broker DJOHNSON FINANCIAL CONSULTING, LLC INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: INVESTMENT ADVISORY SERVICES START DATE: 3/15/2026 POSITION/TITLE/RELATIONSHIP: MANAGER APX NUMBER OF HOURS PER WEEK: 35 APX NUMBER OF HOURS DURING TRADING HOURS: 6 BRIEF DESCRIPTION OF DUTIES: FINANCIAL SERVICES

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1993-04-12
  • S63 Uniform Securities Agent State Law Examination
    1993-04-12
Other Names
  • Dave Johnson
  • David J Johnson

View on SEC IAPD

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