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200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2017-03-07 |
Branch Locations
250 Nicollet Mall Suite 2000, 16Th Floor, Minneapolis, MN 55401-1931 • United States
800 Laurel Oak Drive Suites 500 & 600, Naples, FL 34108 • United States
Eden Prairie, MN • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| U.S. Bancorp Investments, Inc | Minneapolis | MN | 11/2008 | 02/2017 |
| Rbc Capital Market, Llc | Minneapolis | MN | 03/2017 | Present |
(1) WAYSIDE RECOVER CENTER; ; ADDRESS: 3705 PARK CENTER BLVD, ST. LOUIS PARK, MN 55416; NOT FOR PROFIT SUBSTANCE TREATMENT CENTER FOR WOMEN; NOT INVESTMENT-RELATED; START DATE: 03/01/2017; CAPACITY: MEMBER OF BOARD OF DIRECTORS AND FINANCE COMMITTEE, DUTIES: CHAIR OF FINANCE COMMITTEE; HOURS DEVOTED TO THIS OBA PER MONTH: 2-5; HOURS DEVOTED DURING SECURITIES TRADING: 2-5; (2) NAME OF ENTITY: RENTAL HOME SAN DIEGO; ADDRESS: 1874 GOLDBORO ST, SAN DIEGO CA 92110; NOT INVESTMENT RELATED; BUSINESS DESCRIPTION: RENTAL PROPERTY; CAPACITY: OWNER/ACTIVE; START DATE: 01/01/2021; DUTIES: HOME OWNERSHIP ACTIVITIES; HOURS DEVOTED PER MONTH: 02; HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: NONE; (3) NAME OF ENTITY: Regatta Condo ADDRESS: 400 Flagship Drive Naples, FL 34108 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Rental Property CAPACITY: Owner - Active START DATE: 7/1/2021 DUTIES: Rental duties HOURS DEVOTED PER MONTH: 0 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2008-06-24 |
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