Jamie Lea Fleming

Employer firm

Fleming & Associates, LLC CRD 136620

$59.8M regulatory AUM 21 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2003 → Present
  Fleming & Associates, Llc
  San Diego, CA

Previous Registrations

• 2002-08-26 → 2004-10-19
  Girard Securities, Inc.
  San Diego, CA
• 2001-04-20 → 2002-08-30
  Spelman & Co., Inc.
  San Diego, CA

Other Businesses

Licensed Insurance Agent; Investment related - YES; 350 10th Ave., Ste. 1000, San Diego, CA. 92101; Description of the business: Through the financial planning process, insurance based products are discussed and offered to the client to include but not limited to, Life Insurance, Long Term Care and Annuities.; Position Title: Independent Agent; Responsibilities Duties: Review Clients needs via their financial plan to determine what client's needs are in terms of insurance based products. Research, review and discuss aspects of insurance based products with the client. Based on client's needs, comfortable level and understanding, implement insurance based products deemed to fulfill clients financial goals or based on discussion with the client, determine not to implement insurance based products based on client's comfort level, financial goals, cash flow, etc.; Start date with business: 1998-09-01; Hours devoted to business during trading hours: 10; Hours devoted to business outside trading hours: 10; Percentage of total yearly compensation expected to be derived from the business: 50.

Exams

• S66 Uniform Combined State Law Examination
  2004-12-21
• S63 Uniform Securities Agent State Law Examination
  1993-03-10

Designations

• Certified Financial Planner