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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
MO RA APPROVED 2024-10-30
  • MO RA
    APPROVED
    Since 2024-10-30

Branch Locations

7676 Forsyth Blvd, Clayton, MO 63105 • United States

1 Cowboys Way, Frisco, TX 75034 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Securities Llc Chicago IL 06/2014 08/2019
Jpmorgan Chase Bank Na Chicago IL 11/2016 08/2019
Merrill Lynch, Pierce, Fenner & Smith Incorporated Clayton MO 07/2024 Present
J.P. Morgan Chase Bank Na Clayton MO 08/2019 07/2024
  • 06/2014 → 08/2019
    Jpmorgan Securities Llc
    Chicago, IL
  • 11/2016 → 08/2019
    Jpmorgan Chase Bank Na
    Chicago, IL
  • 07/2024 → Present
    Clayton, MO
  • 08/2019 → 07/2024
    J.P. Morgan Chase Bank Na
    Clayton, MO
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-02-28
  • S66 Uniform Combined State Law Examination
    2006-02-28
Other Names
  • Maureen Brinker
  • Maureen N Brinker
  • Maureen N Rathnakumar
  • Maureen Nichole Brinker
  • Maureen Nichole Brinker Rathnakumar
  • Maureen Nichole Rathnakumar

View on SEC IAPD

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