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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2001-12-31
  • NC RA
    APPROVED
    Since 2001-12-31

Branch Locations

218 W Main St, Lincolnton, NC 28092 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mml Investors Services, Llc Lincolnton NC 03/1996 Present
Massmutual Life Insurance Company Lincolnton NC 03/1996 Present
Other Businesses

(1)NAME: RYHNE PROPERTIES, LLC INV REL: Y ADDR: 218 WEST MAIN STREET, LINCOLNTON, NC 28092, NATURE: REAL ESTATE POSITION: OWNERSHIP START: 2011 NO HRS/MO: 1 NO HRS/MO DUR TRADING: 0. (2)NAME: RYHNE FINANCIAL LLC, INV REL: Y, ADDR: 218 WEST MAIN STREET, LINCOLNTON, NC 28092, NATURE/DUTIES: OWNER OF LLC FOR PASS THROUGH COMPENSATION, POSITION: OWNER, START DATE: 4/15/2024, NO. HR/MO: 160, NO. HR/MO DURING SEC TRADING: 8

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-07-26
S63 Uniform Securities Agent State Law Examination 1993-05-05
  • S65 Uniform Investment Adviser Law Examination
    1999-07-26
  • S63 Uniform Securities Agent State Law Examination
    1993-05-05
Designations
Other Names
  • Jody Rhyne
  • Joseph Mundy Iii Rhyne

View on SEC IAPD

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