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880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2009-01-02 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James Financial Services, Inc | Lincolnton | NC | 02/2000 | Present |
| Raymond James Financial Services Advisors, Inc | Saint Petersburg | FL | 01/2009 | Present |
(1)Name of Business: Address: 3151 James Plantation Dr, Denver, NC, 28037, United States Activity Type: Rental Real Estate Position/Title: Owner/Proprietor Investment Related: Yes Start Date: 01/21/2023 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Call in any maintenance repairs to handyman as needed. I will not visit the property it is located in West Palm Beach, FL and I live in NC (2)Name of Business: Address: 517 East Main Street, Lincolnton, NC 28092, Lincolnton, NC, 28092, United States Activity Type: Rental Real Estate Position/Title: Owner/Proprietor Investment Related: Yes Start Date: 07/01/2005 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: I personally own the building that my RJFS branch leases out. (3)Name of Business: Divas & Dimples Address: 3151 James Plantation Dr, Denver, NC, 28037, United States Activity Type: Business Owner Position/Title: Owner/Proprietor Investment Related: No Start Date: 12/01/2012 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: An online clothing boutique keeping the business license open for when my daughters to work at. It is online so there is no physical location (4)Name of Business: Somers Financial Group Address: 517 E Main St, Lincolnton, NC, 28092, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 01/01/2003 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: I own the support Company
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2005-06-15 |
| S65 | Uniform Investment Adviser Law Examination | 2002-10-09 |
| S63 | Uniform Securities Agent State Law Examination | 2000-07-17 |
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