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34 Fountain Square Plaza Md 1090Xb, Cincinnati, OH 45263 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2022-01-14 |
Branch Locations
402 E Main St, Lincolnton, NC 28092 • United States
5692 E Nc 150 Hwy, Maiden, NC 28650 • United States
316 S Lafayette St, Shelby, NC 28150 • United States
300 W. Main St, Forest City, NC 28043 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Fifth Third Bank | Huntersville | NC | 07/2019 | Present |
| D9 Brewing Company | Cornelius | NC | 04/2015 | 07/2019 |
| Fifth Third Securities | Huntersville | NC | 05/2021 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2022-01-14 |
| S63 | Uniform Securities Agent State Law Examination | 2021-09-10 |
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