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8540 Colonnade Center Drive, Raleigh, NC 27615-3052 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2017-07-31 |
Branch Locations
425 E. Main Street, Lincolnton, NC 28092 • United States
219 Hwy 16 South, Denver, NC 28037 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| First Citizens Investor Services | Raleigh | NC | 06/2016 | Present |
1) KAY FARMILY AND FRIENDS. 520 BLOSSOM HILL RD., LINCOLNTON, NC 28092. NON-INVESTMENT RELATED. OWNDER OF THE BUSINESS; BLUEGRASS GOSPEL GROUP. FREE WILL OFFERINGS AND SALES FROM CD'S RECORDED. DUTIES ARE SINGER IN THE BAND, RECORD KEEPING. START DATE 4/17/15. 24 HOURS/MONTH, 0 DURING TRADING HOURS. 2) CHARLES E & FRANCES K PUMPHREY POSITION: Owner/Co-Owner NATURE: Selling a home I own to my daughter and son-in-law, through owner financing for a 30 year term. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 9 START DATE: 07/31/2024 ADDRESS: 512 Blossom Hill Rd, Lincolnton NC 28092, United States DESCRIPTION: We're selling a home we own at 512 Blossom Hill Rd Lincolnton, NC 28092 to our daughter, Julie A Tucker, and son-in-law, Joshua Tucker. We will be financing the home for them, as owner financing, over a 30 year term. 3) CHARLES E & FRANCES K PUMPHREY POSITION: Owner/Co-Owner NATURE: Sell of home with owner financing. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 08/01/2024 ADDRESS: 520 Blossom Hill Rd, Lincolnton NC 28092, United States DESCRIPTION: We're selling our daughter, Jessica Smyre, and her fiance, Brandon Lucas, a home we own at 520 Blossom Hill Rd Lincolnton, NC 28092. The transaction will be done with us holding a promissory note on the property with a 30-year term.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-07-28 |
| S63 | Uniform Securities Agent State Law Examination | 2007-11-06 |
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