Austin Houser

Fifth Third Securities, Inc.

Claim This Profile

Current Employers

Fifth Third Securities, Inc.

34 Fountain Square Plaza Md 1090Xb, Cincinnati, OH 45263 • United States

Current Registrations

Authority	Category	Status	Date
NC	RA	APPROVED	2025-07-21

NC RA
APPROVED

Since 2025-07-21

Branch Locations

6200 Glenwood Ave, Raleigh, NC 27612 • United States

1200 Ridge Rd, Raleigh, NC 27607 • United States

2260 Treelight Way, Wendell, NC 27591 • United States

4801 Glenwood Ave, Raleigh, NC 27612 • United States

621 East Six Forks Road, Raleigh, NC 27609 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Fifth Third Bank	Cornelius	NC	10/2021	Present
Fifth Third Securities	Cornelius	NC	02/2025	Present
Gaston College	Lincolnton	NC	08/2020	05/2021
Lowes Foods	Hickory	NC	06/2020	08/2020
Appalachian State University	Boone	NC	08/2023	08/2024
University Of North Carolina Greensboro	Greensboro	NC	08/2022	08/2023
Gaston College	Lincolnton	NC	08/2020	08/2022
North Lincoln High School	Lincolnton	NC	08/2016	07/2020

10/2021 → Present

Fifth Third Bank

Cornelius, NC
02/2025 → Present

Fifth Third Securities

Cornelius, NC
08/2020 → 05/2021

Gaston College

Lincolnton, NC
06/2020 → 08/2020

Lowes Foods

Hickory, NC
08/2023 → 08/2024

Appalachian State University

Boone, NC
08/2022 → 08/2023

University Of North Carolina Greensboro

Greensboro, NC
08/2020 → 08/2022

Gaston College

Lincolnton, NC
08/2016 → 07/2020

North Lincoln High School

Lincolnton, NC

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2025-07-21
S63	Uniform Securities Agent State Law Examination	2025-04-30

S65 Uniform Investment Adviser Law Examination

2025-07-21
S63 Uniform Securities Agent State Law Examination

2025-04-30

View on SEC IAPD

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Other Investors

JAMES MICHAEL TARKENTON

CALEB ROBERT GRIFFITH

William Dean Cotton

Earl Scott Butcher

DAVID JEFFREY HERMAN

JAY DAVID MCKINNEY

BRANDON ALAN WALLS

Other Offices

TOWNSEND ASSET MANAGEMENT CORP. · RALEIGH, NC

FORTRESS PRIVATE LEDGER, LLC · RALEIGH, NC

OLDE RALEIGH FINANCIAL GROUP · RALEIGH, NC

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · RALEIGH, NC

ADVISORY SERVICES NETWORK · RALEIGH, NC

FORTRESS PRIVATE LEDGER, LLC · RALEIGH, NC

WELLS FARGO CLEARING SERVICES, LLC · RALEIGH, NC

EDWARD JONES · RALEIGH, NC

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