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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-10-11
NJ RA APPROVED 2017-03-25
  • TX RA
    APPROVED
    Since 2023-10-11
  • NJ RA
    APPROVED
    Since 2017-03-25

Branch Locations

186 Wood Ave S Suite 301, Iselin, NJ 08830 • United States

Manahawkin, NJ • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Metlife Securities Roseland NJ 10/2001 03/2017
Metropolitan Life Insurance Roseland NJ 10/2001 03/2017
Massachusetts Mutual Life Insurance Company Springfield MA 07/2016 Present
Mml Investors Services, Llc Roseland NJ 03/2017 Present
  • 10/2001 → 03/2017
    Metlife Securities
    Roseland, NJ
  • 10/2001 → 03/2017
    Metropolitan Life Insurance
    Roseland, NJ
  • 07/2016 → Present
    Massachusetts Mutual Life Insurance Company
    Springfield, MA
  • 03/2017 → Present
    Roseland, NJ
Previous Registrations
  • 2004-02-12 → 2017-03-25
    Msi Financial Services, Inc.
    Roseland, NJ
    Short Hills, NJ
    Roseland, NJ
    Roseland, NJ
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1994-01-31
  • S63 Uniform Securities Agent State Law Examination
    1994-01-31
Designations

View on SEC IAPD

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