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Current Employers
Eagle Strategies Llc

51 Madison Avenue 12Th Floor, New York, NY 10010 • United States

Current Registrations

AuthorityCategoryStatusDate
AL RA APPROVED 2018-01-04
  • AL RA
    APPROVED
    Since 2018-01-04

Branch Locations

720 Gallatin Street Sw Suite 200, Huntsville, AL 35801 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Guardian Life Insurance Company Of America Columbus OH 02/2016 10/2016
Park Avenue Securities Llc Columbus OH 04/2016 10/2016
Massmutual Life Insurance Saddle Brook NJ 10/2016 07/2017
New York Life Insurance Company Mobile AL 08/2017 Present
Nylife Securities Llc Mobile AL 12/2017 Present
Eagle Strategies Llc Mobile AL 01/2017 Present
  • 02/2016 → 10/2016
    Guardian Life Insurance Company Of America
    Columbus, OH
  • 04/2016 → 10/2016
    Columbus, OH
  • 10/2016 → 07/2017
    Massmutual Life Insurance
    Saddle Brook, NJ
  • 08/2017 → Present
    New York Life Insurance Company
    Mobile, AL
  • 12/2017 → Present
    Nylife Securities Llc
    Mobile, AL
  • 01/2017 → Present
    Mobile, AL
Previous Registrations
Other Businesses

[Gulf Coast Soccer Officials Association; Organization is a non-profit entity that is focused on the recruitment, training, and development of high school soccer referees in Mobile, AL and the surrounding areas.; 12718 Ibis Blvd, Spanish Fort, AL 36527; Start Date 12/2018; Role/Title: Board Member; Not Investment Related; 3 hours per month; 0 hours per month during securities trading hours; As Vice-President, I will be responsible with working with the President on planning and facilitating monthly meetings.] [Soccer Official; officiate youth, high school and college soccer matches- serve as a referee coach for USSF and AHSAA.; 22356 Ansley Drive, Athens, AL 35613; Start Date 10/2017; Role/Title: Independent Contractor; Not Investment Related; 20 hours per month; 0 hours per month during securities trading hours][Alabama Soccer Referee Association; State Director of Instruction; implementing and overseeing soccer referee training and development. This is an appointed board position with the Alabama State Referee Association.; 4678 Valleydale Road, Suite 200, Birmingham, AL 35242; Start Date 08/2024; Role/Title: Board Member; Not Investment Related; 4 hours per month; 0 hours per month during securities trading hours]

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2015-01-22
S63 Uniform Securities Agent State Law Examination 1993-03-10
  • S65 Uniform Investment Adviser Law Examination
    2015-01-22
  • S63 Uniform Securities Agent State Law Examination
    1993-03-10
Designations
Other Names
  • Frank Rogers Iii Jones
  • Frank Rogers Jones
  • Frank Rogers Jones

View on SEC IAPD

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