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51 Madison Avenue 12Th Floor, New York, NY 10010 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AL | RA | APPROVED | 2018-01-04 |
Branch Locations
720 Gallatin Street Sw Suite 200, Huntsville, AL 35801 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Guardian Life Insurance Company Of America | Columbus | OH | 02/2016 | 10/2016 |
| Park Avenue Securities Llc | Columbus | OH | 04/2016 | 10/2016 |
| Massmutual Life Insurance | Saddle Brook | NJ | 10/2016 | 07/2017 |
| New York Life Insurance Company | Mobile | AL | 08/2017 | Present |
| Nylife Securities Llc | Mobile | AL | 12/2017 | Present |
| Eagle Strategies Llc | Mobile | AL | 01/2017 | Present |
[Gulf Coast Soccer Officials Association; Organization is a non-profit entity that is focused on the recruitment, training, and development of high school soccer referees in Mobile, AL and the surrounding areas.; 12718 Ibis Blvd, Spanish Fort, AL 36527; Start Date 12/2018; Role/Title: Board Member; Not Investment Related; 3 hours per month; 0 hours per month during securities trading hours; As Vice-President, I will be responsible with working with the President on planning and facilitating monthly meetings.] [Soccer Official; officiate youth, high school and college soccer matches- serve as a referee coach for USSF and AHSAA.; 22356 Ansley Drive, Athens, AL 35613; Start Date 10/2017; Role/Title: Independent Contractor; Not Investment Related; 20 hours per month; 0 hours per month during securities trading hours][Alabama Soccer Referee Association; State Director of Instruction; implementing and overseeing soccer referee training and development. This is an appointed board position with the Alabama State Referee Association.; 4678 Valleydale Road, Suite 200, Birmingham, AL 35242; Start Date 08/2024; Role/Title: Board Member; Not Investment Related; 4 hours per month; 0 hours per month during securities trading hours]
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2015-01-22 |
| S63 | Uniform Securities Agent State Law Examination | 1993-03-10 |
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