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200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2010-11-02 |
| UT | RA | APPROVED | 2006-04-17 |
| CA | RA | APPROVED | 2005-10-12 |
| ID | RA | APPROVED | 2005-08-05 |
| TX | RA | APPROVED_RES | 2004-01-02 |
| MT | RA | APPROVED | 2000-04-03 |
Branch Locations
5251 Dtc Parkway Suite 1200, Greenwood Village, CO 80111-2737 • United States
Monarch, MT • United States
101 River Drive North Suite 101, Great Falls, MT 59401-4200 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rbc Capital Markets Corporation | Great Falls | MT | 03/2008 | Present |
(1) BOYS AND GIRLS CLUB METRO DENVER; ADDRESS: 2017 W 9TH AVE DENVER, CO 80204; BUSINESS DESCRIPTION: NOT FOR PROFIT; NOT INVESTMENT RELATED; START DATE: 01/16/2019; CAPACITY: BOARD OF DIRECTORS; DUTIES: MEET WITH FINANCE COMMITTEE 4 TIMES A YEAR W/CFO. REPORT TO BOARD OF DIRECTORS; HOURS DEVOTED PER WEEK: 01; HOURS DEVOTED DURING SECURITIES HOURS PER WEEK: 01 (2) NAME: Molokai Rental Property; Non-Investment related; ADDRESS: 7142 Kamehameha V Highway A306 Kaunakakai, HI 96748; Nature of Business: Vacation Condo Rental; Position: Sole Proprietor; Projected Start Date: 07/15/22; 0 Time devoted; Duties: maintain property (3) Name of Entity: Food Bank of Wyoming Non-investment related Address of Entity: 5150 Reserve Drive, STE 2 Evansville, WY 82636 Nature of OBA: Food Bank Position/Title/Relationship: Board of Directors * Start Date: 10/01/23 Time devoted: 2 hours; 2 hours during securities trading hours Duties: Serve to set strategic goals, budget and direction of the organization
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1998-06-25 |
| S63 | Uniform Securities Agent State Law Examination | 1993-04-03 |
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