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Stephen Edward Shevlin

LPl Financial LLC

San Diego, CA

Swansea, IL

Swansea, IL

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2024-06-03
TX RA APPROVED 2024-06-03
  • IL RA
    APPROVED
    Since 2024-06-03
  • TX RA
    APPROVED
    Since 2024-06-03

Branch Locations

4707 Executive Dr, San Diego, CA 92121-3091 • United States

208 Frank Scott Parkway East #7, Swansea, IL 62226 • United States

208 Frank Scott Parkway E #7, Swansea, IL 62226 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Stifel, Nicolaus & Co., Inc. Belleville IL 12/1999 06/2024
Lpl Financial Swansea IL 06/2024 Present
  • 12/1999 → 06/2024
    Stifel, Nicolaus & Co., Inc.
    Belleville, IL
  • 06/2024 → Present
    Lpl Financial
    Swansea, IL
Previous Registrations
Other Businesses

1) 05/15/2024 - 1818 Wealth Advisors LLC - Investment Related - DBA for LPL Business (entity for LPL business) - Swansea IL 62226

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2001-02-16
S63 Uniform Securities Agent State Law Examination 1993-02-11
  • S65 Uniform Investment Adviser Law Examination
    2001-02-16
  • S63 Uniform Securities Agent State Law Examination
    1993-02-11

View on SEC IAPD

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Other Offices

CETERA INVESTMENT ADVISERS LLC · SAN DIEGO, CA
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC · SAN DIEGO, CA
CETERA INVESTMENT ADVISERS LLC · SAN DIEGO, CA
RBC CAPITAL MARKETS, LLC · SAN DIEGO, CA
CETERA INVESTMENT MANAGEMENT LLC · SAN DIEGO, CA
CETERA INVESTMENT ADVISERS LLC · SAN DIEGO, CA
CETERA INVESTMENT ADVISERS LLC · SAN DIEGO, CA
CETERA INVESTMENT ADVISERS LLC · SAN DIEGO, CA

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