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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2013-06-10 |
Branch Locations
5251 Dtc Pkwy Ste 1045, Greenwood Village, CO 80111 • United States
Franktown, CO • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial, Llc | Greenwood Plaza | CO | 05/2013 | Present |
1. 03/22/2013 - NON-VARIABLE INSURANCE - INV REL - AGENT, SELLING LIFE INSURANCE AND DISABILITY INSURANCE/ 10%/ GOLDEN, CO 2. 10/22/2013 - COLORADO FINANCIAL PARTNERS, LLC - INV REL - AT REPORTED LOCATION - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) 3. 8/23/2017 - Western Wealth Advisors - Investment related - At reported business location(s) - DBA for LPL Business (entity for LPL business) - start 08/21/2017 - 0 Hours per month. 4. 7/17/2019 - Western Retirement Consultants - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 07/16/2019 - 160 Hours Per Month/100 Hours During Securities Trading.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-10-23 |
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