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Shawn Paul Fowler

Morgan Stanley

Denver, CO

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2009-06-01
TX RA APPROVED_RES 2009-06-01
  • CO RA
    APPROVED
    Since 2009-06-01
  • TX RA
    APPROVED_RES
    Since 2009-06-01

Branch Locations

1550 Market Street Suite 600, Denver, CO 80202 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley & Co., Incorporated Denver CO 04/2007 Present
Morgan Stanley Smith Barney Denver CO 06/2009 Present
Morgan Stanley Private Bank, National Association New York NY 01/2015 Present
  • 04/2007 → Present
    Morgan Stanley & Co., Incorporated
    Denver, CO
  • 06/2009 → Present
    Morgan Stanley Smith Barney
    Denver, CO
  • 01/2015 → Present
    Morgan Stanley Private Bank, National Association
    New York, NY
Previous Registrations
  • 2007-04-02 → 2009-06-01
    Morgan Stanley & Co. Llc
    Denver, CO
  • 2001-05-25 → 2007-04-02
    Morgan Stanley Dw Inc.
    Denver, CO
    Denver, CO
Other Businesses

(1).TNF INVESMENTS LLP; INVESTMENT RELATED; DENVER/CO; FAMILY INVESTING; TITLE: PARTNER; START DATE: 11/2010; DURING BUSINESS HOURS - 0; AFTER BUSINESS HOURS - 1. (2).FOWLER INVESTMENTS LLC; INVESTMENT RELATED; DENVER/CO; FAMILY INVESTING; TITLE: PARTNER; START DATE: 2/2008; DURING BUSINESS HOURS - 0; AFTER BUSINESS HOURS - 1. (4)*382855 - Golden Mill Sub Note, LLC; Investment related; Real Estate Investments; Member (proprietor, partner, officer, director, employee, trustee, agent); Nov 2019; During business hours: 0; After business hours: 0. (5)*541529 - Fowler Hanger Investment, LLC; Investment related Yes; Denver, Colorado; Recreation; Sole Proprietor/Owner (proprietor, partner, officer, director, employee, trustee, agent); 02/2023 ; During business hours: 0; After business hours: 0;  Manager of LLC *592090 - Project Armadillo LLC ; Investment related - Yes ; Houston,Texas ; passive LLC for single investment in TXSE GROUP INC ; No position, just passive (proprietor, partner, officer, director, employee, trustee, agent) ; 5/2024 ; During business hours : 0 ; After business hours : 0 ; No Position

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2000-08-23
S63 Uniform Securities Agent State Law Examination 1993-02-12
  • S66 Uniform Combined State Law Examination
    2000-08-23
  • S63 Uniform Securities Agent State Law Examination
    1993-02-12

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