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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2025-01-01 |
Branch Locations
8191 Southpark Lane Suite 204, Littleton, CO 80120 • United States
4905 N Union Blvd Suite 101, Colorado Springs, CO 80918 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pruco Securities, Llc. | Littleton | CO | 12/1992 | 11/2024 |
| Prudential Insurance Company Of America | 8191 Southpark Lane | CO | 12/1992 | Present |
| Lpl Enterprise, Llc | Colorado Springs | CO | 11/2024 | Present |
1) 01/23/2025- Tre Torre at SouthPark Owners Association, INC- Non-Profit Board Member- Assist in selecting contractors to perform work on the property, provide feedback on budget items, interact with other owners with issues related to the property.- Not inv. related- At Littleton, CO- Start date 01/01/2025- 2hrs/mnth-2hrs during trading 2) 10/21/2024 - Dean and Carrie Steinert- Real Estate Rental- I own five homes in Colorado and one in Virgina that we rent out as long term rentals.- Inv. Related- at Littleton, CO- Start date 01/01/1988- 3hrs/mnth-0hrs during trading 3) 11/17/2025-Dean and Carrie Steinert-Owner-Real Estate Rental-Inv Related-At Littleton, CO-Start date 01/01/1988-3hrs/mth-0hrs/mth during trading 4) 11/17/2025-Dean and Carrie Steinert-Owner-Real Estate Rental-Inv related-At Highlands Ranch, CO-Start date 10/24/2025-1hrs/mth-1hrs/mth during trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2016-06-07 |
| S63 | Uniform Securities Agent State Law Examination | 1997-09-03 |
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