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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KY | RA | APPROVED | 2004-04-07 |
| OH | RA | APPROVED | 2002-09-11 |
Branch Locations
4605 E Galbraith Rd Ste 190, Cincinnati, OH 45236 • United States
515 Monmouth St., Ste. 302A, Newport, KY 41071-4588 • United States
Mason, OH • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Mason | OH | 01/1993 | 03/2020 |
| Ameriprise Financial Services, Llc | Cincinnati | OH | 03/2020 | Present |
Outside Employment; Hartlaub CPA Advisory Group; Tax Preparer - Prepare tax returns and also supervise interns and part-time staff in the tax preparation process.; ; 11260 Chester Road Suite 560, , Cincinnati, OH, 45246; Not Investment-Related; 02/01/2012; 60 hours per month; 60 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1993-02-12 |
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