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9140 W Dodge Road Suite 230, Omaha, NE 68114 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2019-01-07 |
Branch Locations
27451 Tourney Rd. Ste. 160, Valencia, CA 91355 • United States
9140 W Dodge Road Suite 230, Omaha, NE 68114 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| National Med Ent | Santa Monica | CA | 06/1992 | 11/2017 |
| National Planning Corporation | Saugus | CA | 06/1999 | 11/2017 |
| Financial Security Management, Inc. | Santa Clarita | CA | 03/2016 | 11/2017 |
| Lpl Financial Llc | Santa Clarita | CA | 11/2017 | 12/2020 |
| Mutual Advisors, Llc. | Omaha | NE | 01/2019 | Present |
| Mutual Securities, Inc. | Camarillo | CA | 12/2020 | Present |
1. AMIGOS WESTSIDE INVESTMENTS, START DATE: 11/24/2014, 25124 SPRINGFIELD COURT, SUITE 260, VALENCIA, CA 91355, PARTNERSHIP, ITS A REAL ESTATE INVESTMENT HELD IN A SHELL COMPANY THAT OWNS A SMALL PERCENT OF AN LLC, PARTNER, I AM AN INVESTOR, I ALSO MANAGE THE CHECKING ACCOUNT OF THE SHELL COMPANY, DISTRIBUTIONS ARE RECEIVED FROM THE LLC, I THEN DISTRIBUTE THE MONEY TO EACH OF THE PARTNERS, THERE ARE NO MANAGEMENT DECISIONS NOR RESPONSIBILITIES HELD BY ME NOR THE PARTNERS, INVESTMENT RELATED, 10 MINUTES PER MONTH, 0 HORUS PER DAY DURING TRADING HOURS. 2. INDEPENDENT INSURANCE AGENT, START DATE: 01/01/1993, 25124 SPRINGFIELD COURT, SUITE 260, VALENCIA, CA 91355, SOLE-PROPRIETOR, INSURANCE AGENT, INSURANCE AGENT, THERE IS NO CHECKING ACCOUNT, ALL COMMISSIONS ARE DEPOSITED INTO MY CHECKING ACCOUNT, PERIODICALLY I SELL A LIFE INSURANCE, LTC OR HEALTH POLICY, NOT INVESTMENT RELATED, 0 HOURS PER MONTH, 0 HOURS PER DAY DURING TRADING HOURS. 3. GWS, INC. DBA PROFESSIONAL TAX SERVICES, START DATE: 01/01/1993, 25124 SPRINGFIELD COURT, SUITE 260, VALENCIA, CA 91355, S CORP, PROVIDE TAX PREPARATION SERVICES, BUSINESS SERVICES, COO, OWNER, TAX PREPARER (ENROLLED AGENT), I GET PAID A SALARY TO PREPARE TAX RETURNS TO RUN THE BUSINESS, NOT INVESTMENT RELATED, 180 HOURS PER MONTH, 8 HOURS PER DAY DURING TRADING HOURS. 4. PINTL Harvard, LLC., Start Date: 01/01/2022, 26767 Via La Paz, Valencia, CA 91381, LLC, Investing into a Real Estate Investment that is held by an LLC, Investor Only, We have no authority to make decisions, N/A, Investment Related, 0 Hours per month, 0 Hours per day during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2011-02-08 |
| S63 | Uniform Securities Agent State Law Examination | 1993-04-02 |
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