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1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2013-05-17 |
| OH | RA | APPROVED | 2002-03-11 |
Branch Locations
7150 W Central Ave Suite 100, Toledo, OH 43617 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Massachusetts Mutual Life Insurance Company | Toledo | OH | 12/1992 | Present |
| Mml Investors Services, Llc | Toledo | OH | 01/1993 | Present |
(1) Name: Chris Heerdegen Inv rel: Y Add: 7150 W. Central Ave Suite 100 Toledo, OH. 43617 Nature: Health insurance sales Position: Agent Start date: 1999 No. HR/MO: 2 No. HR/MO during sec trading: 1 (2) Name: Rowing to Remember Inv rel: Y Add: At Residential Address Nature: Board Service Position: Chairman Start date: 01/01/2019 No. HR/MO: 5 No. HR/MO during sec trading: 0 Describe duties: To plan, promote and facilitate the annual fund raising event that is a sub event of the Longest Day Campaign of the Alzheimer's Association. All donations are 5013 (c) non-profit handled by and directly paid to the Alzheimer's Association. (3) Name: Friend of Ottawa Lake Volunteer Fire, Inc. Inv rel: Y Add: 8840 Brown St. Ottawa Lake, MI 49267 Nature: To assist Ottawa Lake fire fighters Position: Board member Start date: 01/01/2000 No. HR/MO: 5 No. HR/MO during sec trading: 0 Describe duties: Attend meetings, help selection of fire department scholarship recipient, assist fie department with budgeting & available funds for equipment and education.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1993-02-05 |
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