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Mission Wealth Management, LP CRD 113057
$17.0B regulatory AUM 10 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1111 Chapala Street 3Rd Floor, Santa Barbara, CA 93101 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2019-05-13 |
| CA | RA | APPROVED | 2013-01-11 |
Branch Locations
1111 Chapala Street 3Rd Floor, Santa Barbara, CA 93101 • United States
2441 Warrenville Road Suite 320, Lisle, IL 60532 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Mission Wealth Management | Santa Barbara | CA | 02/2000 | Present |
1. Advisory Board Member for Adizes Institute which consists of 3-4 meetings per year and 20 hours work per year during traditional business hours. Activity began 2019. 2. CSUCI audit committee member. Meets 3-4 times per year with University's accountants and school's financial department to review produced audits. Total 4-6 hours work per year during traditional business hours. Non-paid activity which began in 2019.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1998-10-30 |
| S63 | Uniform Securities Agent State Law Examination | 1993-01-15 |
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