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Current Employers
Capital Analysts

601 Office Center Drive Suite 300, Fort Washington, PA 19034-3232 • United States

Current Registrations

AuthorityCategoryStatusDate
TN RA APPROVED 2012-06-14
  • TN RA
    APPROVED
    Since 2012-06-14

Branch Locations

5050 Poplar Ave Suite 1200-1204, Memphis, TN 38157 • United States

Lincoln Investment

601 Office Center Drive Suite 300, Fort Washington, PA 19034-3232 • United States

Current Registrations

AuthorityCategoryStatusDate
TN RA APPROVED 2012-06-01
  • TN RA
    APPROVED
    Since 2012-06-01

Branch Locations

21800 Burbank Blvd Suite 200, Woodland Hills, CA 91367 • United States

5050 Poplar Ave #1202, Memphis, TN 38157 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Capital Analysts, Incorporated Memphis TN 01/1993 Present
Lincoln Investment Memphis TN 06/2012 Present
  • 01/1993 → Present
    Capital Analysts, Incorporated
    Memphis, TN
  • 06/2012 → Present
    Memphis, TN
Previous Registrations
  • 2004-03-29 → 2012-06-01
    Cincinnati Analysts, Inc.
    Memphis, TN
    Memphis, TN
    Memphis, TN
    Cincinnati, OH
Other Businesses

INSURANCE SALES POSITION: AGENT NATURE: INSURANCE SALES INVESTMENT RELATED: YES NUMBER OF HOURS: 160 INVESTMENT RELATED HOURS: 160 START DATE: 09/11/1964 ADDRESS: 5050 POPLAR # 1202, MEMPHIS TN 38157 DESCRIPTION: INSURANCE SALES AND SERVICE LIFE SETTLEMENTS WITH PSF POSITION: AGENT ON BEHALF OF CLIENT NATURE: LIFE SETTLEMENTS INVESTMENT RELATED: YES NUMBER OF HOURS: 1 INVESTMENT RELATED HOURS: 1 START DATE: 11/21/2014 ADDRESS: 21021 VENTURA BLVD, WOODLAND HILLS CA 91364-2241 DESCRIPTION: SEE IF A CLIENT'S LIFE POLICY THAT IS ABOUT TO BE TERMINATED IS SALEABLE TO LIFE SETTLEMENT THE PINNACLE STUDY GROUP POSITION: Emerits Member NATURE: Study Group INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 08/17/1995 ADDRESS: Jim Forbis, President, 5050 Poplar, Suite 1204, Memphis TN 38157, United States DESCRIPTION: ATTEND STUDY GROUP TO LEARNS NEW PLANNING IDEAS. I no longer physically attend the February and August meetings, since COVID started. ANCHOR POINT FINANCIAL POSITION: Agent, no ownership NATURE: FINANCIAL SERVICES INVESTMENT RELATED: Yes NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 09/03/2012 ADDRESS: 5050 POPLAR AVENUE, SUITE 1202, MEMPHIS TN 38138, United States DESCRIPTION: INSURANCE Sales & Service. Financial Advisor with Lincoln Investment

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1993-03-25
  • S63 Uniform Securities Agent State Law Examination
    1993-03-25
Designations

View on SEC IAPD

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