Frederick Alfonzo Davis

Lutherville, MD

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Current Employers

Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
MD	RA	APPROVED	2022-12-09
TX	RA	APPROVED	2022-12-09

MD RA
APPROVED

Since 2022-12-09
TX RA
APPROVED

Since 2022-12-09

Branch Locations

2330 West Joppa Road Suite 255, Lutherville, MD 21093 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Towson	MD	11/2014	12/2022
Morgan Stanley Smith Barney Llc	Lutherville	MD	12/2022	Present

11/2014 → 12/2022

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Towson, MD
12/2022 → Present

Morgan Stanley Smith Barney Llc

Lutherville, MD

Previous Registrations

2015-07-27 → 2022-12-12

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Towson, MD
2009-08-11 → 2010-11-01

Lpl Financial Llc

Timonium, MD
2006-02-21 → 2009-06-04

Citigroup Global Markets Inc.

Baltimore, MD

New York, NY
2001-05-17 → 2006-02-21

Legg Mason Wood Walker, Incorporated

Baltimore, MD

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2015-07-24

S66 Uniform Combined State Law Examination

2015-07-24

Other Names

Fred Davis

View on SEC IAPD

Other Firms

HARBOR INVESTMENT ADVISORY, LLC

BLACK DIAMOND FINANCIAL, LLC

CORBYN INVESTMENT MANAGEMENT INC

SUMMIT FINANCIAL, LLC

KESTRA ADVISORY SERVICES, LLC

JANNEY MONTGOMERY SCOTT LLC

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

WELLS FARGO CLEARING SERVICES, LLC

Other Investors

FREMONT JAMES KNITTLE

ANDREW WILLIAM SULLIVAN

R. MATTHEW WILLIAMS NOVAK

ROBERT WILMER BLACK

FRED CREGAN HILL

Other Offices

HARBOR INVESTMENT ADVISORY, LLC · LUTHERVILLE, MD

BLACK DIAMOND FINANCIAL, LLC · LUTHERVILLE, MD

CORBYN INVESTMENT MANAGEMENT INC · LUTHERVILLE, MD

SUMMIT FINANCIAL, LLC · LUTHERVILLE, MD

KESTRA ADVISORY SERVICES, LLC · Lutherville, MD

KESTRA ADVISORY SERVICES, LLC · LUTHERVILLE, MD

CORBYN INVESTMENT MANAGEMENT INC · LUTHERVILLE, MD

JANNEY MONTGOMERY SCOTT LLC · Lutherville (Greenspring), MD

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