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880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2024-04-11 |
| HI | RA | APPROVED | 2017-05-03 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| First Hawaiian Bank | Honolulu | HI | 02/2013 | Present |
| Bancwest Investment Services | Honolulu | HI | 01/2001 | 05/2017 |
| Raymond James Financial Services, Inc. | Honolulu | HI | 05/2017 | Present |
| Raymond James Financial Services Advisors Inc. | Honolulu | HI | 05/2017 | Present |
(1)Name of Business: First Hawaiian Advisors DBA Address: 1580 Kapiolani Blvd., Honolulu, HI, 96814, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 05/03/2017 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: Market & service insurance & investment products. (2)Name of Business: First Hawaiian Bank Address: 999 Bishop St Ste 1850, Honolulu, HI, 96813, United States Activity Type: Non-variable Insurance Position/Title: Agent Investment Related: Yes Start Date: 05/03/2017 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 2-10 Description of duties: Sell fixed life insurance products (3)Name of Business: Thomas & Sumie McCabe Foundation Address: 1755 Skyline Dr., Honolulu, HI, 96817, United States Activity Type: Non profit Position/Title: Officer - Vice President Investment Related: Yes Start Date: 01/01/2016 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Approve grants to be distributed to various schools & charitable organizations.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1993-01-09 |
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