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Current Employers
Focus Financial

1300 Godward Street Ne Suite 5500, Minneapolis, MN 55413 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2022-01-11
MN RA APPROVED 2013-12-10
  • TX RA
    APPROVED_RES
    Since 2022-01-11
  • MN RA
    APPROVED
    Since 2013-12-10

Branch Locations

1300 Godward Street Ne Suite 5500, Minneapolis, MN 55413 • United States

1650 W 82Nd Street Suite 125, Bloomington, MN 55431 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Osaic Wealth, Inc. Minneapolis MN 02/2001 Present
  • 02/2001 → Present
    Osaic Wealth, Inc.
    Minneapolis, MN
Other Businesses

1. INVEST IA FOCUS FINANCIAL, INVESTMENT RELATED, 1000 SHELARD PARKWAY, SUITE 300, MPLS, MN. 55426. REVIEW, PLAN, IMPLEMENT, AND MONITOR INVESTMENT PORTFOLIOS OF CLIENTS. 2001 START, 120 HOURS MONTH, 100 HOURS DURING TRADING HOURS. HELP CLIENTS ACHIEVE THEIR FINANCIAL GOALS VIA RECOMMENDING SUITABLE INVESTMENTS. 2. FOCUS FINANCIAL INSURANCE AGENCY, NON INVESTMENT RELATED, 1000 SHELARD PARKWAY #300, MPLS. MN. 55426, AGENT, 8 HOURS A MONTH, 1/2 HOUR EVERY OTHER DAY. JOB INCLUDES REVIEWING RISK FACTORS AND RECOMMENDING INSURANCE SOLUTIONS USING VARIOUS TERM, UNIVERSAL LIFE, AND FIXED ANNUITIES. 3. FOCUS FINANCIAL POSITION: Advisor NATURE: Registered Investment Adviser - INVESTMENT RELATED: Yes NUMBER OF HOURS: 80 SECURITIES TRADING HOURS: 80 START DATE: 01/21/2001 ADDRESS: 1650 W 82nd St., Suite 125, Bloomington MN 55431, United States DESCRIPTION: advise clients, help them make investment decisions, research and review investment choices, monitor performance 4. SELLING FIXED LIFE INSURANCE AND ANNUITY PRODUCTS. NON INVESTMENT-RELATED. 1000 SHELARD PARKWAY #300, MPLS, MN. 55426, 1991, 8 HOURS MONTH, 1/2 HOUR DEVOTED TO BUSINESS DURING TRADING. REVIEW RISK FACTORS FOR INDIVIDUALS AS IT RELATES TO THEIR LIFE INSURANCE NEEDS AND RECOMMEND VARIOUS INSURANCE PRODUCTS TO COUNTER THE RISK 5. TRUSTEE POSITION: Trustee NATURE: Trustee for the Clarence and Bernice Hynes Rev Trust dated July 5th, 2005. These are my parents. Both are now deceased, and I will be acting as co-trustee with my sister Barbara Hynes. INVESTMENT RELATED: Yes NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 1 START DATE: 10/07/2021 ADDRESS: 9609 Upton Road, Bloomington MN 55431, United States DESCRIPTION: Trustee for the Clarence and Bernice Hynes Rev Trust dated July 5th, 2005. These are my parents. Both are now deceased, and I will be acting as co-trustee with my sister Barbara Hynes. Open a Bank account for the Trust, collect assets for the Trust, and disburse assets per the Trust. 6. DAVID HYNES POSITION: Owner - NATURE: Sole Proprietorship - INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 1 START DATE: 10/01/1991 ADDRESS: 1650 W 82nd ST, Suite 125, Bloomington MN 55431, United States DESCRIPTION: Service existing clients, provide reviews, and update policies

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-03-31
S63 Uniform Securities Agent State Law Examination 1993-01-18
  • S66 Uniform Combined State Law Examination
    2007-03-31
  • S63 Uniform Securities Agent State Law Examination
    1993-01-18
Other Names
  • David C Hynes

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