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720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KY | RA | APP_PEND_IARCE | 2026-01-01 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| The Northwestern Mutual Life Insurance C | Milwaukee | WI | 03/1986 | Present |
| Northwestern Mutual Investment Services, Llc | Milwaukee | WI | 12/1992 | Present |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 05/2007 | Present |
MAY EARN COMMISSIONS FROM INSURANCE COMPANIES NOT AFFILIATED WITH NORTHWESTERN MUTUAL FOR SALES OF NON-VARIABLE LIFE, HEALTH, ANNUITY AND/OR DISABILITY INCOME INSURANCE PRODUCTS. ON THE VERGE, 9290 HICKORY HILL RD, LEXINGTON, KY 40515, CHECKWRITING AUTHORITY AND HANDLING DONATIONS FOR THIS LOCAL THEATER, START DATE 4/1/11, APPROX 3 HRS PER MONTH, NOT INVESTMENT RELATED.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-06-22 |
| S63 | Uniform Securities Agent State Law Examination | 1998-10-05 |
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