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1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2018-01-29 |
| MI | RA | APPROVED | 2017-12-01 |
Branch Locations
524 Mosher Street, Suite 100, Mt Pleasant, MI 48858 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Sii Investments, Inc. | Mt. Pleasant | MI | 06/2001 | 11/2017 |
| Cambridge Investment Research, Inc. | Fairfield | IA | 12/2017 | Present |
| Cambridge Investment Research Advisors, Inc | Fairfield | IA | 12/2017 | Present |
1.CENTRAL MICHIGAN RISK MANAGEMENT LLC, PO BOX 1783, MT PLEASANT, MI, 2/11/2013 AS PARTNER/INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES. NIR - 10/WK - 0/TRADING. 2.SACRED HEART ACADEMY FOUNDATION, MT PLEASANT, MI, 7/25/2006 AS TRUSTEE/VICE PRESIDENT, THE FOUNDATION'S MISSION IS TO SUPPORT THE K-12 SCHOOL. NIR - 8/YR - 0/TRADING. 3.CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL - 40/WK - 30/TRADING. 12/01/17. 4.GENERAL FINANCIAL SERVICES INC, 524 MOSHER ST, STE 100, MT PLEASANT, MI, 6/01/2001 AS INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES. INV REL - 1/MO - 1/TRADING 5.PENN MUTUAL, 524 E MOSHER ST STE 100, MT PLEASANT MI 48858, United States, 10/15/2024, Agent, Insurance/Benefits/Human Resources, NIR, 1HR/MO - 1HR/TRADING
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2010-11-30 |
| S65 | Uniform Investment Adviser Law Examination | 2001-01-30 |
| S63 | Uniform Securities Agent State Law Examination | 1995-06-02 |
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