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5350 Poplar Avenue Suite 600, Memphis, TN 38119 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TN | RA | APPROVED | 2026-01-02 |
Branch Locations
5350 Poplar Avenue Suite 600, Memphis, TN 38119 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Duncan-Williams, Inc. | Memphis | TN | 04/2012 | Present |
1.) St. Agnes Academy; Investment-Related; 4830 Walnut Grove Rd., Memphis, TN 38117; Member of the Board of Trustees; Investment Committee Volunteer; Start Date: 1/2017; 5 hours devoted monthly; 2 hours devoted monthly during trading hours; Board Member, Quarterly Investment Committee meeting occurs during trading hours 2.) University of Memphis Research Foundation; Investment-Related; 3720 Alumni Drive, Memphis, TN 38152; Foundation; Board Member; Start Date: 1/9/2018; 4 hours devoted monthly; 4 hours devoted monthly during trading hours; Treasurer of the board and member of the Investment Committee, Board meetings occur during trading hours 3.) The Wolf River Conservancy; Non-Investment Related; 2693 Union Ave Extended #205, Memphis, TN 38117; Non-Profit; President of the Board of Directors; Start Date: 1/2016; 10 hours devoted monthly; 0 hours devoted during trading hours; Chairman of the Board 4.) Memphis Botanic Garden; Non-Investment Related; 750 Cherry Road, Memphis, TN 38117; President of the Board of Directors; Start Date: 7/2019; 5 hours devoted monthly; 3 hours devoted monthly during trading hours; Chairman of the Board 5.) Assisi Foundation; Non-Investment Related; 515 Erin Dr., Memphis, TN 38117; Foundation; Treasurer Board of Directors; Start Date: 5/2022; 6 hours devoted monthly; 2 hours devoted monthly during trading hours; Treasurer 6.) Economic Club of Memphis; Non-Investment Related; 407 Fogelman College of Business and Economics, Memphis, TN 38152; Vice President of the Board of Directors; Start Date: 9/2022; 3 hours devoted monthly; 3 hours devoted monthly during trading hours; Vice President of the Board 7.) Christian Brothers High School; Non-Investment Related; 5900 Walnut Grove Rd, Memphis, TN 38120; Alumni Board Member; Start Date: 9/2022; 2 hours devoted monthly; 2 hours devoted monthly during trading hours; Board Member 8.) St. Dominic School; Non-Investment Related; 4830 Walnut Grove Rd, Memphis, TN 38117; Alumni Board Member; Start Date: 10/2014; 1 hour devoted monthly; 0 hours devoted during trading hours; Board Member
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-08-27 |
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