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5429 Lbj Freeway Suite 750, Dallas, TX 75240 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2025-09-05 |
| LA | RA | APPROVED | 2023-02-01 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Ville Platte | LA | 10/2013 | 12/2020 |
| Lpl Financial | Ville Platte | LA | 12/2020 | 01/2021 |
| Prospera Financial Services Inc | Dallas | TX | 02/2023 | Present |
| Retired | Lafayette | LA | 01/2021 | 02/2023 |
Volunteer/Non Profit of Opelousas Pregnancy Center located at 414 S Main. St, Opelousas, LA 705070. This business is not investment related spending 1-9% of his weekly time none during market hours. No compensation at this time.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2016-05-13 |
| S63 | Uniform Securities Agent State Law Examination | 1994-06-24 |
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