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Geoffrey T Korwan

Morgan Stanley

Charleston, WV

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2020-04-15
WV RA APPROVED 2009-06-01
  • TX RA
    APPROVED_RES
    Since 2020-04-15
  • WV RA
    APPROVED
    Since 2009-06-01

Branch Locations

500 Lee Street East Laidley Tower Suite 300, Charleston, WV 25339 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Citigroup Global Markets Inc. Charleston WV 11/1992 Present
Morgan Stanley Smith Barney Charleston WV 06/2009 Present
Morgan Stanley Private Bank, National Association New York NY 01/2015 Present
  • 11/1992 → Present
    Citigroup Global Markets Inc.
    Charleston, WV
  • 06/2009 → Present
    Morgan Stanley Smith Barney
    Charleston, WV
  • 01/2015 → Present
    Morgan Stanley Private Bank, National Association
    New York, NY
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1994-10-28
S63 Uniform Securities Agent State Law Examination 1993-02-08
  • S65 Uniform Investment Adviser Law Examination
    1994-10-28
  • S63 Uniform Securities Agent State Law Examination
    1993-02-08

View on SEC IAPD

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Other Investors

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Adam Michael Perry
Christian Allen Perez
JEFFREY HUBERT VELEPEC
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Marie E Parsons

Other Offices

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · CHARLESTON, WV
THE HUNTINGTON INVESTMENT COMPANY · CHARLESTON, WV
RBC CAPITAL MARKETS, LLC · CHARLESTON, WV
AMERIPRISE FINANCIAL SERVICES, LLC · Charleston, WV
J. W. COLE ADVISORS, INC. · CHARLESTON, WV
JACOBS & COMPANY · CHARLESTON, WV
NTV ASSET MANAGEMENT, LLC · CHARLESTON, WV
TRUIST ADVISORY SERVICES, INC. · CHARLESTON, WV

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