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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2011-07-08 |
| CO | RA | APPROVED | 2006-08-12 |
Branch Locations
4600 S. Ulster Street -Suite 700 Metro Point One, Denver, CO 80237 • United States
Greenwood Village, CO • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc | Denver | CO | 07/2013 | Present |
NAME OF OTHER BUSINESS: Denver Kids / INVESTMENT RELATED?:No / ADDRESS: 780 Grant Street Denver / NATURE OF THE BUSINESS: Child Welfare/ POSITION: Member of Board of directors/ DUTIES: Chairman of Board / START DATE: 7/1/2005/ HOURS DEVOTED TO BUSINESS: Yes MySimplePetLab, In home lab testing for animals, Passive Investor, start date-6/15/2022, CO Centennial United States 80161.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2002-04-20 |
| S63 | Uniform Securities Agent State Law Examination | 1992-12-21 |
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