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Current Employers
Capitol Securities Management, Inc.

4050 Innslake Drive Suite 250, Glen Allen, VA 23060 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2021-10-18
MA RA APPROVED 2009-09-28
  • TX RA
    APPROVED_RES
    Since 2021-10-18
  • MA RA
    APPROVED
    Since 2009-09-28

Branch Locations

1 Hollis Street Suite 213, Wellesley, MA 02482 • United States

4050 Innslake Drive Suite 250, Glen Allen, VA 23060 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Capitol Securities Glen Allen MD 09/2009 Present
  • 09/2009 → Present
    Capitol Securities
    Glen Allen, MD
Other Businesses

"Doing Business As: The Wellesley Group Investment-related: Yes Address: 1 Hollis Street, Suite 350, Wellesley, MA 02482 "Name of Business: RRJ2, LLC Investment-related: no Address: One Hollis St Wellesley MA 02481 Nature of the other business: Pass through entity used to pay office rent, utilities, insurance etc. Position, title, or relationship with the other business: Partner Start date: 2009 Approx # of hours/month you devote to the other business: 0 Approx #of hours/month you devote to the other business during securities trading hours: 0 Describe your duties relating to the other business: Pay bills/expenses " "

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2004-11-08
S63 Uniform Securities Agent State Law Examination 1994-03-11
  • S65 Uniform Investment Adviser Law Examination
    2004-11-08
  • S63 Uniform Securities Agent State Law Examination
    1994-03-11
Other Names
  • Rob Joseph

View on SEC IAPD

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